December 8, 2016
By: Patrick Conway, M.D., Principal Deputy Administrator and
Chief Medical Officer, CMS
and Andy B. Bindman, M.D. Director, Agency for Healthcare Research and Quality
Improving the Quality of Care for Medicare Beneficiaries by
Increasing Patient Engagement
The Department of Health and Human Services (HHS) identifies
the engagement of Medicare beneficiaries as a cornerstone to achieving better
care, smarter spending, and healthier people. Our agencies – the Centers for
Medicare & and Medicaid Services (CMS) and the Agency for Healthcare
Research and Quality (AHRQ) – support the vision set forth in CMS’ Quality
Strategy, of health and care that is person-centered, provides incentives for
the right outcomes, is sustainable, emphasizes coordinated care and shared
decision making, and relies on transparency of quality and cost information.
We know beneficiaries make health care decisions in a variety
of ways. Often, these decisions involve multiple treatment options that can
have different sets of advantages depending on the individual. As such,
beneficiaries may not always understand the health information that may be
available online, in print or from their clinician and the options available
to them. They may not know what questions to ask clinicians, or feel
that their values and preferences were considered and respected when a final
decision for their treatment is reached. Engaging and empowering individuals
to take ownership of their health involves giving people the tools they need
to navigate the health care system – making health care information more
accessible and helping to ensure that the patient’s voice is heard.
With this in mind, CMS is announcing two new models from the
CMS Innovation Center that will increase patient engagement in care decisions
by putting more information in the hands of Medicare beneficiaries. These two
Beneficiary Engagement and Incentives (BEI) Models are the Shared Decision
Making Model (SDM Model) and the Direct Decision Support Model (DDS Model).
Beneficiary engagement broadly refers to the actions and choices of
individuals with regard to their health and health care, and these decisions
impact cost, quality and patient satisfaction outcomes. The BEI models will
test different approaches to shared decision making, acknowledging that
beneficiaries make decisions regarding treatment options in a variety of
ways, and that facilitating a better understanding of their health and health
care decisions is key towards improved beneficiary engagement.
Shared Decision Making is a process of communication,
deliberation, and decision making that includes sharing information with the
beneficiary that outlines treatment options, including harms, benefits, and
alternatives; eliciting and supporting the beneficiary’s values and
preferences maintaining an interactive and meaningful dialogue based on the
best medical evidence tailored to the beneficiary’s condition; and making an
optimal decision that takes into account the evidence on options,
practitioner/care team expertise, and the beneficiary’s values and
preferences.
The SDM Model will test the integration of a
specific, structured Four Step process to shared decision making into routine
clinical practice workflows of practitioners participating in Accountable
Care Organizations (ACOs), resulting in informed and engaged beneficiaries
who collaborate with their practitioners to make medical decisions that align
with their values and preferences. The Model seeks to determine if this
design results in improved beneficiary outcomes and lower Medicare spending while
maintaining or improving quality, and whether it results in increased
beneficiary satisfaction with care decisions.
Beneficiaries who have one of the six preference-sensitive
conditions will be offered an in-person collaborative process by their clinician
that can help them understand and thoughtfully weigh their treatment options.
These preference-sensitive conditions include: stable ischemic heart disease,
hip or knee osteoarthritis, herniated disk or spinal stenosis, clinically
localized prostate cancer (cancer that is confined to the prostate gland),
and benign prostate hyperplasia. For example, information provided will help
the beneficiary decide whether surgery or other medical treatments are the
right choice for them.
The SDM Model stipulates the use of decision aids and a
structured Four Step process to be applied at all participating ACO
practices, and expects to engage over 150,000 Medicare beneficiaries
annually.
The DDS Model will test an approach to
shared decision making provided outside of the doctor’s office, by Decision
Support Organizations that provide health management and decision support
services. For example, beneficiaries will be contacted by these
organizations and provided access to a website or electronic application that
provides them with unbiased and evidence-based information on their condition
and/or treatment options. The beneficiary can then bring this information to
their doctor’s office to enable them to consider their options with their
clinician. This Model is designed to determine whether engaging beneficiaries
outside the clinical care setting will enable them to become more informed,
empowered and engaged health care consumers, and have a positive impact on
their health care decision making.
A major goal of the DDS Model is to encourage beneficiaries to
have a greater role in their care by building and fostering the
physician-patient relationship. It will use patient-friendly material to
educate patients about their condition and encourage them to have a conversation
with their practitioners about care options to determine what care is best
for them. Providing information directly to patients about their health
decisions acknowledges that patients make decisions about their medical
conditions outside of, as well as inside, their doctor’s office. The model
seeks to determine if this design results in reducing Medicare spending while
maintaining or improving quality, and whether it results in increased
beneficiary satisfaction with care decisions.
The DDS Model uses organizations that are responsible for
engaging an assigned population of Medicare fee-for-service beneficiaries in
ongoing communications and medical decision support on behalf of CMS. These
organizations may be commercial firms that already provide similar health
information and decision support services to insured populations. Decision
Support Organizations will not be health care providers or suppliers, will
not engage in the practice of medicine, and will not interfere with the
practitioner-patient relationship. They provide beneficiaries with reliable
information that they can incorporate into discussions with their
practitioners regarding health care decisions. The Model expects
to reach 700,000 Medicare fee-for-service beneficiaries annually.
An independent evaluation will be conducted separately for the
SDM and DDS models. The goal of the evaluation is to determine whether the
particular model improves the quality of care without increasing spending;
reduces spending without reducing quality of care; or improves quality of
care and reduces spending. The evaluation will explore what aspects of the
particular model contribute most to success and how contextual factors
influence this success.
These models will look to move beyond current practices and examine
new ways to engage with patients with regard to their health and health care,
and hopefully increase quality of care delivered, increase patient
satisfaction, and provide value in the cost of care delivered. Both of these
models incorporate lessons learned in previous CMS projects that included
patient engagement and shared decision making components.
These innovations also build on ongoing activities at AHRQ,
where creating evidence-based tools to support effective clinician-patient
interaction is a priority. For instance, AHRQ’s SHARE Approach model is a five-step process
for shared decision-making that includes exploring and comparing the
benefits, harms, and risks of treatment options through meaningful dialogue
about what matters most to the patient. The Effective Health Care Program,
meanwhile, offers online decision aids and plain-language research summaries to help
patients consider their treatment options for certain clinical conditions
when meeting with clinicians. Looking ahead, AHRQ is working to advance
the field with new grant funding for projects up to $1.5
million to develop, test and evaluate measures of shared decision-making for
research conducted in clinical settings. AHRQ also developed the Guide to Patient and Family Engagement in Hospital
Quality and Safety, which has been used as a model for a toolkit
to ensure smooth ambulatory transitions in care.
Together, new approaches such as CMS’ SDM and DDS models,
along with evidence-based innovations like AHRQ’s SHARE approach and Guide to
Patient and Family Engagement, will make better care, smarter spending, and
healthier people a reality not only for Medicare beneficiaries, but patients
and consumers everywhere.
Decision Support Organizations that are interested in
participating in the DDS Model, and ACOs that are currently in the Medicare
Shared Savings Program or Next Generation ACO Model and are interested in
participating in the SDM Model must submit an electronic, non-binding Letter
of Intent (LOI) for consideration for participation in the DDS and SDM
Models, the first step of the application process. The LOI submission period
begins on December 8, 2016 and closes on March 5, 2017. More information is
available on the BEI Models website at: https://innovation.cms.gov/initiatives/Beneficiary-Engagement/
For more information on the DDS model, click here: https://www.cms.gov/Newsroom/MediaReleaseDatabase/Fact-sheets/2016-Fact-sheets-items/2016-12-08.html
For more information on the SDM model, click here: https://www.cms.gov/Newsroom/MediaReleaseDatabase/Fact-sheets/2016-Fact-sheets-items/2016-12-08-2.html
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Thursday, December 8, 2016
Improving the Quality of Care for Medicare Beneficiaries by Increasing Patient Engagement
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